Method for modifying the backbone of polymeric resins

ABSTRACT

A process is disclosed whereby a polymeric resin (containing ester and/or carbonate bonds) is readily converted into a resin having a modified molecular structure. Accordingly, a cyclic carbonate (a monomer or oligomer) is transesterified with the polymer resin in the melt, preferably upon extrusion, optionally in the presence of a catalyst. Significantly, the cyclic carbonate which may include any of a variety of functional groups may, by the inventive process, be inserted into the structure of the polymer, effecting a modification to the structure and the properties of the resin. Among the disclosed beneficial modifications thus imparted to the resin are improved thermal stability, altered rheology and optical properties.

This is a continuation in part application of U.S. Ser. No. 08/447,333 filed May 22, 1995.

The invention concerns a transesterification process for modifying a polymeric resin, more particularly the process concerns a transesterification reaction in the melt between a cyclic carbonate and a polycarbonate or a polyester resin.

A process is disclosed whereby a polymeric resin (containing ester and/or carbonate bonds) is readily converted into a resin having a modified molecular structure. Accordingly, a cyclic carbonate (a monomer or oligomer) is transesterified with the polymer resin in the melt, preferably upon extrusion, optionally in the presence of a catalyst. Significantly, the cyclic carbonate which may include any of a variety of functional groups may, by the inventive process, be inserted into the structure of the polymer, effecting a modification to the structure and the properties of the resin. Among the disclosed beneficial modifications thus imparted to the resin are improved thermal stability, altered rheology and optical properties.

Polycarbonate polyesters and polyestercarbonate resins and methods for their manufacture are known. Transesterification as a method for making polyesters and polycarbonates is also well known. See in this regard Chemistry and Physics of Polycarbonate, by Hermann Schnell Interscience Publishers, John Wiley & Sons, Inc., 1964, pp. 44-51 and in Polycarbonate by William F. Christopher and Daniel W. Fox; Reihhold Publishing Corporation, New York, 1962, pp. 13-15.

Three different exchange reactions for esters, carbonates and mixed ester/carbonates have been described: (Porter et al in Polym. Eng. Sci. 1989, 29, 55).

Intermolecular alcoholysis, ##STR1## intermolecular acidolysis, ##STR2## and transesterification. ##STR3##

Alcoholysis and acidolysis occur, by definition, between an end-group and the main chain. Generally, transesterification refers to an intermolecular reaction between chains. In the present context, transesterification refers to interchanges between a cyclic carbonate and a carbonate and/or ester bond.

Stabilizers, among other functional additives, are commonly incorporated into polycarbonates, polyesters and polyestercarbonates by physical mixing. Due in part to their relatively small size, concerns with such stabilizers include their toxicity, volatility, blooming, rate of diffusion, leaching, plasticization and distribution within the matrix. Some of these problems have been investigated. In the area of polymeric antioxidants, for example, note may be made of an article by Coleman et al. in Macromolecules 1994, 27, 127 and of the references mentioned therein.

Bayer researchers, Schnell and Bottenbruch, first prepared cyclic oligomeric aromatic carbonates in low yields during the early 1960's. The preparation and reported utilization of low molecular weight, low viscosity cyclic precursors that may be ring-opened to form high molecular weight polymers have been reported by Brunelle et al. in Indian Journal of Technology Vol 31, April-June 1993, pp 234-246 and in J. Amer. Chem. Soc., 1990, 112, 2399. Ring-opening polymerization of such cyclics is reported to lead to complete conversion to high molecular weight linear polymers.

The use of in situ polymerization of bisphenol-A carbonate cyclic oligomers in the preparation of blends with styrene-acrylonitrile copolymer has also been reported--Warren L. Nachlis in Polymer, Vol 36, No. 17, 1994, pp 3643 et seq.

The art also includes U.S. Pat. No. 5,281,669 which disclosed easily flowable blends containing linear polymers and oligomers having an overall cyclic structure, and U.S. Pat. No. 4,605,731 which disclosed a method for preparing polycarbonate resins from cyclic polycarbonate oligomers, the reaction being catalyzed by a particular borate compound.

Most relevant in the present context is U.S. Pat. No. 5,162,459 which disclosed a blend of polycarbonate with a cyclic polycarbonate oligomer containing hydroquinone carbonate structural units and a ring-opening polycarbonate formation catalyst. Further most relevant is U.S. Pat. No. 5,191,038 which disclosed the preparation of branched polycarbonate by contacting a mixture of aromatic cyclic polycarbonate oligomers with a polyhydric phenol having more than two hydroxy groups per molecule, with a non branched linear aromatic polycarbonate, in the presence of a carbonate equilibrium catalyst.

The process of the present invention is characterized in that a resin containing carbonate and/or ester bonds is transesterified with a cyclic-oligocarbonate, in a process which entails no polyhydric phenol having more than two hydroxy groups per molecule as a reactant. The process results in the insertion of the cyclic carbonate into the molecular backbone of the resin, resulting in a structurally modified resin. While the following text which describes the invention refers primarily to polycarbonate resins, it is to be understood that the invention is directed to the modification of any polymer resin the repeat units of which contain carbonate and/or ester bonds.

The present invention is predicated on the finding that cyclocarbonates, optionally containing a radical, moiety or group the inclusion of which in the structure of the resin effects a change in the properties of the resin (herein Group), may advantageously be inserted, by transesterification reaction, in the melt, into the structure of polycarbonates, polyesters or polyestercarbonate resins. The reaction results in a structurally modified resin, featuring changed properties. The resulting properties of the resin are determined by the efficiency of the process and by the identity and relative amount of the cyclocarbonate and/or Group thus inserted.

It is the objective of the present invention to disclose a process for the modification of resins, the repeat unit of which contain a carbonate and/or ester bonds, enabling the preparation of modified resins having customized chemistries and properties.

This and other objectives are attained by the presently disclosed invention as will be disclosed in detail below.

DETAILED DESCRIPTION OF THE INVENTION

Shown below are schematic representations of the inventive process: polycarbonate being but a representative of the resins which may thus be modified and cyclic oligocarbonate representing the cyclic carbonates useful in the inventive reaction. In the context of the present invention, transesterification refers to an intermolecular reaction between chains; more particularly to interchanges between a cyclic carbonate and a polycarbonate, preferably a linear polycarbonate. According to the schematic representation, a polycarbonate resin is transesterified in the melt, for instance in an extruder, optionally in the presence of a suitable transesterification catalyst, with a cyclic carbonate oligomer, the process results in a modified polycarbonate. Schematically, the process of the invention may be represented by and as follows: ##STR4##

Cyclic carbonates which are suitable in the presently disclosed invention may be synthesized by an interfacial process in either of the following three ways: (A) a bisphenol may first be made into its corresponding bischloroformate which is then cyclized, the result is that a bisphenol is present in each repeat unit, (B) different bischlorofomate compositions can be ratioed to achieve the desired composition, and (C) a desired moiety may be reacted in its bisphenolic form (up to 20 mole %) with bisphenol A bischloroformate. These are represented schematically as ##STR5## where X and R independently denote residues, and n and m are the respective degrees of cyclization. The term "residue" as used herein refers to the structure of a bischloroformate without its carbonyl groups or its chlorine atoms, and to the structure of a dihydroxy compound without the hydroxy groups. Monocyclic carbonates which are suitable in the process of the present invention are known and their preparation is conventional. An example of a suitable monocyclic is 1,3-dioxolan-2-one (ethylene carbonate).

The present invention relates to a transesterification process, reacting a polycarbonate resin with at least one cyclic carbonate, optionally in the presence of a suitable catalyst, carried out in the melt, preferably in an extruder or in other apparatus enabling melt processing of the reactants, preferably at temperatures in the range of 250° to 350° C. and at a residence time sufficient to enable the transesterification reaction, preferably up to about 5 minutes, resulting in the insertion of said carbonate in the resin. The cyclic carbonate optionally contains a Group, as previously defined. The resulting properties of the resin are determined by the efficiency of the process and by the identity and relative amount of the cyclocarbonate and/or Group thus inserted. In the present context, the terms "functionalized cyclic carbonate" refers to cyclic carbonates the structure of which includes Group(s).

Any one, or combination of functionalized cyclic carbonates may be thus inserted resulting in a modified resin, the modification in this instance amounting to conferring the function of Group included in the functionalized cyclic carbonate onto the resin. The functionalized cyclic carbonate may include Groups the functions of which impart to the resin improved mechanical and/or physical properties, mold release properties, optical properties, such as UV stability or antioxidation characteristics, to name but a few. Examples of suitable group include triphenylphosphine, benzophenone and BHT which groups impart stability to the resin, radicals which contain phosphorus and/or sulphur atoms which impart flame retardance to the resin and groups effecting the compatibility of the resin in blends with other resins. One or more of these functionalized cyclic carbonates may be inserted, optionally simultaneously, in accordance with the invention to modify a conventional, commercially available resins.

The methods for making functionalized cyclic carbonate suitable in the practice of the present invention are known. Informative in connection with cyclic oligocarbonates is included in the article entitled "Preparation of Ring-Opening Polymerization of Cyclic Oligomeric Aromatic Carbonates" by Daniel J. Brunelle et al, in Indian Journal of Technology, Vol 31, April-June 1993, pp 234-246 which text is incorporated herein by reference. Also incorporated herein by reference are the relevant disclosures in U.S. Pat. No. 4,727,134 and in Preparation and Polymerization of Bisphenol A Cyclic Oligomeric Carbonates by D. J. Brunelle and T. G. Shannon, Macromolecules, 1991, 24, p. 3035-3044 and in Ring-Opening Polymerization: Mechanisms, Catalysis, Structure, Utility (1993), Hanser Publishers, Chapter 11, p. 309-336.

One method for the preparation of cyclic oligocarbonates entails a triethylamine-catalyzed hydrolysis/condensation reaction of bischloroformate.

The cyclic carbonate suitable in the present invention is a member selected form the group consisting of ##STR6## wherein X and R independently denote an aliphatic, cycloaliphatic or an aromatic residue of a dihydroxy compound or of a bischloroformate, and where R may optionally contain a Group, Y denotes a trifunctional nucleophile, n, n₁,n₂ and n₃ independently denote an integer of 0 to 16. It is specifically understood that, in view of the disclosure in U.S. Pat. No. 5,162,459 the scope of the present invention does not include, and specifically excludes, the catalyst-free transesterification of polycarbonate resin with a functionalized cyclic oligocarbonate conforming to (I) wherein R is the residue of hydroquinone; also presently excluded is the product of this reaction. Also, in view of U.S. Pat. No. 5,191,038, a polyhydric phenol having more than two hydroxy groups per molecule is specifically excluded from the process of the present invention.

An illustrative example of the process of the invention is the insertion, in a polycarbonate resin, of a functional cyclic oligocarbonate wherein Group conform to ##STR7##

The thus modified polycarbonate exhibits UV-filtering properties.

The optional catalyst useful in the process of the present invention is selected from the group consisting of dibutyltin oxide, cobalt (II) acetate tetrahydrate, antimony (III) oxide, manganese (II) acetate tetrahydrate, titanium (IV) butoxide, zinc acetate dihydrate, dibutyltin dilaurate, tin (II) acetate, tetramethyldiacetoxystannoxane, tin (IV) oxide, lead (II) acetate trihydrate, dibutyltin diacetate and titanium (IV) bis(ethylacetoacetate).

The polycarbonate modified in accordance with the inventive process are homopolycarbonates and copolycarbonates and mixtures thereof. The polycarbonates generally have a weight average molecular weight of 10,000-200,000, preferably 20,000-80,000 and their melt flow rate, per ASTM D-1238 at 300° C., is about 1 to about 65 g/10 min., preferably about 2-15 g/10 min. They may be prepared, for example, by the known diphasic interface process from a carbonic acid derivative such as phosgene and dihydroxy compounds by polycondensation (see German Offenlegungsschriften 2,063,050; 2,063,052; 1,570,703; 2,211,956; 2,211,957 and 2,248,817; French Patent 1,561,518; and the monograph H. Schnell, "Chemistry and Physics of Polycarbonates", Interscience Publishers, New York, N. Y., 1964, all incorporated herein by reference). Dihydroxy compounds suitable for the preparation of the polycarbonates of the invention conform to the structural formulae (1) or (2). ##STR8## wherein A denotes an alkylene group with 1 to 8 carbon atoms, an alkylidene group with 2 to 8 carbon atoms, a cycloalkylene group with 5 to 15 carbon atoms, a cycloalkylidene group with 5 to 15 carbon atoms, a carbonyl group, an oxygen atom, a sulfur atom, or SO₂, or ##STR9## g and e denotes 0 or 1; Z denotes F,Cl,Br or C₁₋₄ -alkyl and if several Z radicals are substituents in one aryl radical, they may be identical or different from one another;

d denotes an integer of from 0 to 4; and

f denotes an integer of from 0 to 3.

Among the dihydroxy compounds useful in the practice of the invention are hydroquinone, resorcinol, bis-(hydroxyphenyl)-alkanes, bis-(hydroxyphenyl)-ethers, bis-(hydroxyphenyl)-ketones, bis-(hydroxyphenyl)-sulfoxides, bis-(hydroxyphenyl)-sulfides, bis-(hydroxyphenyl)-sulfones, and α, α-bis-(hydroxyphenyl)-diisopropyl-benzenes, as well as their nuclear-alkylated compounds. These and further suitable aromatic dihydroxy compounds are described, for example, in U.S. Pat. Nos. 3,028,356; 2,999,835; 3,148,172; 2,991,273; 3,271,367; and 2,999,846, all incorporated herein by reference.

Further examples of suitable bisphenols are 2,2-bis-(4-hydroxy-phenyl)-propane (bisphenol A), 2,4-bis-(4-hydroxyphenyl)-2-methyl-butane, 1,1-bis-(4-hydroxyphenyl)-cyclohexane, α, α'-bis-(4-hydroxy-phenyl)-p-diisopropylbenzene, 2,2-bis-(3-methyl-.4-hydroxyphenyl)-propane, 2,2-bis-(3-chloro-4-hydroxyphenyl)-propane, bis-(3,5-dimethyl-4-hydroxyphenyl)-methane, 2,2-bis-(3,5-dimethyl-4-hydroxyphenyl)-propane, bis-(3,5-dimethyl-4-hydroxyphenyl)-sulfide, bis-(3,5-dimethyl-4-hydroxy-phenyl)-sulfoxide, bis-(3,5dimethyl14-hydroxyphenyl)-sulfone, dihydroxybenzophenone, 2,4-bis-(3,5-dimethyl-4-hydroxyphenyl)-cyclohexane, bis-(3,5-dimethyl14-hydroxyphenyl)-p-diisopropylbenzene and 4,4-sulfonyl diphenol.

Examples of particularly preferred aromatic bisphenols are 2,2-bis-(4-hydroxyphenyl)-propane, 2,2-bis-(3,5-dimethyl-4-hydroxyphenyl)-propane and 1,1-bis-(4-hydroxyphenyl)-cyclohexane.

The most preferred bisphenol is 2,2-bis-(4-hydroxyphenyl)-propane (bisphenol A).

The polycarbonate resins suitable as reactants in the process of the invention may entail in their structure units derived from one or more of the suitable bisphenols.

Among the resins suitable in the practice of the invention are included phenolphthalein-based polycarbonate, copolycarbonates and terpolycarbonates such as are described in U.S. Pat. No. 3,036,036 and 4,210,741, both incorporated by reference herein.

The polycarbonates suitable as reactants in the process of the invention may also be branched by condensing therein small quantities, e.g., 0.05-2.0 mole % (relative to the bisphenols) of polyhydroxyl compounds.

Polycarbonates of this type have been described, for example, in German Offenlegungsschriften 1,570,533; 2,116,974 and 2,113,374; British Patents 885,442 and 1,079,821 and U.S. Pat. No. 3,544,514. The following are some examples of polyhydroxyl compounds which may be used for this purpose: phloroglucinol; 4,6-dimethyl-2,4,6-tri-(4-hydroxy-phenyl)-heptane; 1,3,5-tri-(4-hydroxyphenyl)-benzene; 1,1,1-tri-(4-hydroxy-phenyl)-ethane; tri-(4-hydroxyphenyl)-phenylmethane; 2,2-bis-[4,4-(4,4'dihydroxydiphenyl)]-cyclohexyl-propane; 2,4-bis-(4-hydroxy-1-isopropyl-idine)-phenol; 2,6-bis-(2'-dihydroxy-5'-methylbenzyl)-4-methylphenol; 2,4 dihydroxy-benzoic acid; 2-(4-hydroxyphenyl)-2-(2,4-dihydroxyphenyl)-propane and 1,4-bis-(4,4'-dihydroxy-triphenylmethyl)-benzene. Some of the other polyfunctional compounds are 2,4-dihydroxybenzoic acid, trimesic acid, cyanuric chloride and 3,3-bis-(4-hydroxyphenyl)2-oxo-2,3dihydroindole.

In addition to the polycondensation process mentioned above, other processes for the preparation of the polycarbonates of the invention are polycondensation in a homogeneous phase and transesterification. The suitable processes are disclosed in the incorporated herein by references, U.S. Pat. No. 3,028,365; 2,999,846; 3,153,008; and 2,991,273. The preferred process for the preparation of polycarbonates is the interfacial polycondensation process. Other methods of synthesis in forming the polycarbonates of the invention such as disclosed in U.S. Pat. No. 3,912,688, incorporated herein by reference, may be used.

Suitable polycarbonate resins are available in commerce, for instance, Makrolon FCR, Makrolon 2600, Makrolon 2800 and Makrolon 3100, all of which are bisphenol based homopolycarbonate resins differing in terms of their respective molecular weights and characterized in that their melt flow indices (MFR) per ASTM D-1238 are about 16.5 24, 13-16, 7.5-13.0 and 3.5-6.5 g/10 min., respectively. These are products of Bayer Corporation of Pittsburgh, Pa.

A polycarbonate resin suitable in the practice of the invention is known and its structure and methods of preparation have been disclosed, for example in U.S. Pat. No. 3,030,331; 3,169,121; 3,395,119; 3,729,447; 4,255,556; 4,260,731; 4,369,303 and 4,714,746 all of which are incorporated by reference herein.

The preferred embodiment of the inventive process is carried out using linear polycarbonate resin.

The (co)polyester suitable in the present invention comprise repeat units from at least one C₆₋₂₀ aromatic, C₃₋₂₀ aliphatic or alicyclic dicarboxylic acid and repeat units from at least one C₂₋₂₀ aliphatic glycol. Examples of the dicarboxylic acids include malonic, succinic, glutaric, adipic, pimelic, suberic, azelaic, sebacic, dodecanedioic, 1,4-, 1,5-and 2,6-decahydronaphthalene dicarboxylic acid, and cis- or trans-1,4-cyclo hexane dicarboxylic acid. Examples of useful aromatic dicarboxylic acid are terephthalic acid; isophthalic acid; 4,4'-biphenyldicarboxylic acid; trans 3,3'- and trans 4,4'-stilbenedicarboxylic acid, 4,4'-dibenyldicarboxylic acid; 1,4-, 1,5'-, 2,3'-, 2,6, and 2,7-naphthalenedicarboxylic acid. The preferred dicarboxylic acids are terephthalic and isophthalic acid or mixtures thereof.

The preferred glycol of the (co)polyester includes 2 to 8 carbon atoms. Examples include ethylene glycol, 1,2-propylene glycol, 1,3-propanediol, 1,4-butanediol, 1,5-pentanediol, 1,6-hexanediol, 1,2-, 1,3and 1,4-cyclohexanedimethanol, neopentyl glycol, and 2,2,4,4-tetra-methyl-1,3-cyclobutanediol. The preferred diols are 1,4-cyclohexanedimethanol, ethylene glycol and mixtures thereof.

The preferred (co)polyesters include resins having repeat units from poly(ethylene terephthalate) or poly(1,4-cyclohexylenedimethylene terephthalate). Preferred (co)polyesters comprise repeat units from terephthalic acid, isophthalic acid or mixtures thereof and 1,4-cyclo-hexanedimethanol. Other preferred (co)polyesters comprise repeat units from terephthalic acid and 1,4-cyclohexanedimethanol, ethylene glycol or mixtures thereof.

The preparation of the (co)polyesters follow conventional procedures well known in the art such as the process described in U.S. Pat. No. 2,901,466 which disclosure is incorporated herein by reference.

The (co)polyesters of the invention have as a rule inherent viscosity of about 0.4 to 1.0 dl/g, preferably about 0.6 to 0.8 dl/g at 25° C. in a solvent containing 60 wt.% phenol and 40 wt.% tetrachloroethane. Among the other polymeric resins suitable for modification in accordance with the inventive process, mention may be made of polyestercarbonates and thermoplastic polyurethanes which contain ester segments.

The inventive process is preferably carried out in an extruder, preferably a twin screw extruder.

In the work presently described, the molecular weights (both the number average and weight average molecular weight) were determined by Gel Permeation Chromatography (GPC).

Gel Permeation Chromatography (GPC)

Molecular Weight Determination

For molecular weight determination, samples were analyzed on a Waters 150° C. high temperature gel permeation chromatography equipped with differential refractive index detector. Tetrahydrofuran served as the mobile phase. The conditions for GPC analysis were as follows. Four stainless steel columns (7.8 ×300 mm) were packed with PL Gel SDVB (2 mixed beds +1×500 A+1×100 Å) having a mean particle diameter of 10 μm. The flow rate was 1.0 mL/min. and the injection volume was 75 μL. A temperature of 35° C. was utilized for both GPC and the RI detector. Samples prepared to known concentration (˜0.5%) were dissolved in the mobile phase and had toluene added as a flow standard. They were filtered through 0.5 μm PTFE disposable filters prior to analysis. Determination of molecular weight averages and distribution of the polycarbonate samples were based on polycarbonate standards using the Hamelic Broad Standard Calibration Method. The data analysis was done using PE-Nelsons' ACCESS*CHROM SEC software on a VAX based system.

Cyclic Insertion Characterization

Samples were analyzed on a Perkin Elmer HPLC equipped with the 235° C Diode Array Dector, monitoring wavelengths 265 nm and 300 nm. The same conditions for GPC analysis as described above were followed with the following exceptions. The samples were prepared to a known concentration of 1% and no flow standard was added. The injection volume was 100 μl and the system was run at ambient temperature. Analysis of chromatograms (overlaying etc.) was performed using ACCESS*CHROM GC/LC software on a VAX based system.

High Performance Liquid Chromatography (HPLC)

The analysis was performed on a Perkin Elmer HPLC equipped with the Perkin Elmer 235C Diode Array Detector. The following chromatographic conditions were used for this model polymerization study:

    ______________________________________                                         Column:      Hypersit MOS-2, RP C-8 (Keystone                                               Scientific)                                                                    5 μm, 150 × 4.6 mm                                       Flow:        0.5 ml/min.                                                       Sample Concentration:                                                                       1.0%, filtered with a 0.5 μm PTFE filter                       Injection Volumer:                                                                          10 μm                                                          Detector:    Perkin Elmer 235C Diode Array                                                  Wavelengths monitored = 254, 285 and                                           300 nm                                                            ______________________________________                                    

Solvent Gradient (linear gradient changes): Total run time =37 min.

    ______________________________________                                         Time (min.)                                                                               Volume % THF Volume % Water                                         ______________________________________                                          0         60           40                                                     15         80           20                                                      3         100           0                                                      4         100           0                                                     10         60           40                                                      5         60           40                                                     ______________________________________                                    

With this technique, the formation of cyclic carbonates was determined. In addition, using this technique with detection at various known wavelengths allows for the confirmation that chromphores (e.q. binaphthol) were incorporated into cyclic carbonates.

Nuclear Magnetic Resonance (NMR)

Proton (¹ H) NMR spectra were obtained on a Varian 200 MHz instrument in a solvent combination of CDCl₃ and deuterated DMSO. All spectra were referenced to tetramethylsilane (TMS) at 0 ppm.

Makrolon 2408 is a commercial endcapped polycarbonate. This method was used to characterize the phenolic endgroups formed during processing, which can lead to quinone formation, hence color instability in polycarbonate. An integral ratio was determined of the phenoxy endgroup protons (8.3-8.4 ppm) relative to the six isopropylidine bisphenol A aliphatic protons (1.6-1.8 ppm) within the bisphenol A polycarbonate. This integral ratio allows for a qualitative comparison of the phenoxy endgroups formed during processing.

Melt flow rates were determined in accordance with ASTM Standard 1238.

The invention is further illustrated but is not intended to be limited by the following examples in which all parts and percentages are by weight unless otherwise specified.

EXAMPLES Example 1

The synthesis of a cyclic carbonates containing binaphthol represents a modification of the procedure disclosed in Ring-Opening Polymerization: Mechanisms, Catalysis, Structure, Utility; Brunelle, D. J., Ed.; Hanser Publishers: Munich; Vienna; New York; Barcelona, 1993, p. 309-335, also in Brunelle, D. J. et al "Preparation and Polymerization of Bisphenol A Cyclic Oligomeric Carbonates," Macromolecules 1991, 24, pp. 3035-3044 and Brunelle, D. J., et al "Recent Advances in the Chemistry of Aromatic Cyclic Oligomers," Makromol, Chem., Macromol Symp., Vol. 64, pp. 65-74 which are incorporated herein by reference.

A 1.0 liter Morton flask equipped with a mechanical stirrer and condenser was charged with CH₂ Cl₂ (200 ml), water (7 ml), 9.75 M NaOH (3 ml, 29 mmole), and triethylamine (2.4 ml, 17.25 mmole). The resulting solution was heated to reflux, vigorously stirred, and a 1.0 M CH₂ Cl₂ solution of bisphenol A-bischloroformate (0.18 mole, 63.58 g) and 1,1'-Bi-2-naphthol--herein binaphthol--(0.02 mole, 5.72 g) was added subsurface over the tip of the impeller at 6.7 ml/min., using a peristaltic pump. Concurrently, 9.75 M NaOH (59 ml, 575 mmole) was delivered over 25 min. using a dropping funnel, and triethylamine (2.4 ml) was added over 28 min. using a syringe pump. Within 10 min. after complete bischloroformate addition, the phases were separated, washed with 1.0 M HCl, then with water three times. Concentration of the product in vacuo afforded a nearly quantitative yield of product containing 85% cyclics by HPLC analysis. To isolate the cyclics from polymer, they were redissolved into CH₂ Cl₂ and precipitated into 5 volumes acetone. As a result, the cyclics dissolved in acetone, whereas the polymer was precipitated and separated by filtration. Stripping the acetone in vacuo provided nearly pure cyclo-oligomers, containing ˜10 mole % binaphthol, conforming to ##STR10## The product represents a mixture wherein n ranges up to about 16.

The incorporation of the binaphthol into the cyclic was confirmed by HPLC-UV/vis at different wavelengths.

Example 2

Cyclic oligocarbonates containing binaphthol (3 g) were dried and added to Makrolon 2608 resin (27 g). The mixture was then processed in a Haake Kneader, without catalyst, under the following conditions: 15 minutes, 200 rpm, nitrogen atmosphere.

The binaphthol moiety was determined by GPC equipped with a UV-vis detector to be evenly distributed in all molecular weights in the polycarbonate backbone. The schematic below represents the process: ##STR11##

Example 3

The process of the invention has been demonstrated by carrying the experiment described in Example 2 was carried out except that for the addition of 300 ppm dibutyl tin oxide. In comparison to the product obtained in Example 2 above, an increase in the rate of insertion of the cyclic compounds into the polycarbonate backbone was observed. The rate of the cyclic insertion reaction was determined by taking aliquots of the melt during processing, and analyzing the extent of cyclic incorporation by GPC-UV/vis.

The molecular weight as determined by Gel Permeation Chromatography (GPC) was maintained. This is believed to be due to the cyclics having been inserted into the PC backbone by a transesterification mechanism; the binaphthol moiety was determined to be evenly distributed in all molecular weights in the polycarbonate backbone, as determined by GPC equipped with a UV-vis detector.

Example 4

(Comparative Example)

Shown below is a schematic representation of intermolecular hydrolysis of the polycarbonate backbone by a bisphenol, a process outside the scope of the present invention:

In this example, binaphthol was melt processed with polycarbonate resin in a level of 1 wt. %. As shown in table 1, the molecular weight had decreased as determined by Gel Permeation Chromatography. This is believed due to cleaving of chains by intermolecular alcoholysis. ##STR12##

                                      TABLE 1                                      __________________________________________________________________________     Molecular Weight Characterization of Modified Polycarbonates                                      Mn.sup.b                                                                              Mw.sup.b                                                        Processing                                                                             (Std. Dev.)                                                                           (Std. Dev.)                                          Composition                                                                               Conditions.sup.a                                                                       g/mol  g/mol  Mw/Mn                                         __________________________________________________________________________     Makrolon 2408                                                                             300° C.                                                                         8740   26870  3.07                                                     15 min. (120)  (40)                                                            N.sub.2, 200 rpm                                                    Makrolon 2408 +                                                                           300° C.                                                                         7700   25900  3.36                                          Cyclic     15 min. (480)  (480)                                                Carbonates N.sub.2, 200 rpm                                                    with 10 mole %                                                                 binaphtol                                                                      (10 wt. %)*                                                                    Makrolon 2408 +                                                                           300° C.                                                                         7950   23020  2.90                                          Cyclic     19 min.  (40)  (190)                                                Carbonates N.sub.2, 200 rpm                                                    with 10 mole %                                                                 binaphthol                                                                     (10 wt. %)* +                                                                  Dibutyltin oxide                                                               (300 ppm)                                                                      Makrolon 2408 +                                                                           300° C.                                                                         6680   19270  2.88                                          Binaphthol 15 min. (550)  (140)                                                (1 wt. %)  N.sub.2, 200 rpm                                                    Makrolon 2408 +                                                                           300° C.                                                                         6390   20460  3.20                                          Binaphtol  15 min. (630)  (100)                                                (1 wt. %) +                                                                               N.sub.2, 200 rpm                                                    Dibutyltin oxide                                                               (300 ppm)                                                                      __________________________________________________________________________      .sup.a Run in a Haake Kneader                                                  .sup.b Determined by GPC                                                       *10 wt. % cyclic = 1 wt. % binaphthol functionality                      

The results show that when phenol-endcapped Makrolon 2408 homopolycarbonate resin is thermally processed (15 min. at 300 ° C.) the polycarbonate is molecular weight-stable (within 2-5%). Similarly, upon the incorporation (10 mole %) of the bisphenolic additive through a cyclic oligocarbonate (in accordance with the invention) by melt processing with Makrolon 2408 resin (10 wt.% cyclic =1 wt.% binaphthol functionality), the molecular weight has been maintained as shown in Table 1. In contrast, in a process where a binaphthol (1 wt. %) is directly melt processed with Makrolon 2408 resin under the same conditions, a significant decrease in molecular weight was observed along with a ˜6 fold increase in phenoxy end-group formation as determined by NMR.

Example 5

The synthesis of cyclic carbonates containing a Group designed to impart an anitiplasticizing effect to the polycarbonate resin is based on a modification of the procedure described in the documents by Brunelle et al.mentioned in connection with Example 1 above. Antiplasticizing as used in the present context refers to imparting to a material a higher melt strength.

A 1.0 liter Morton flask equipped with a mechanical stirrer and condenser was charged with CH₂ Cl₂ (200 ml), water (7 ml), 9.75 M NaOH (3 ml, 29 mmole), and triethylamine (2.4 ml, 17.25 mmole). The resulting solution was heated to reflux, vigorously stirred, and a 1.0 M CH₂ Cl₂ solution of bisphenol A-bischloroformate (0.18 mole, 63.58 g) and 1,1,1-tris-(4-hydroxy-phenyl)ethane --herein trisphenol --(0.02 mole 6.13 g) was added subsurface over the tip of the impeller at 6.7 ml/min., using a peristaltic pump. Concurrently, 9.75 M NaOH (59 ml, 575 mmole) was delivered over 25 min. using a dropping funnel, and triethylamine (2.4 ml) was added over 28 min. using a syringe pump. Within 10 min. after complete bischloroformate addition, the phases were separated, washed with 1.0 M HCl, then with water three times. Concentration of the product in vacuo afforded a nearly quantitative yield of product containing 85% cyclics by HPLC analysis. To isolate the cyclics from polymer, they were redissolved into CH₂ Cl₂ and precipitated into 5 volumes acetone. As a result, the cyclics dissolved in acetone, whereas the polymer was precipitated and separated by filtration. Stripping the acetone in vacuo provided nearly pure cyclo-oligomers, containing ˜10 mole % trisphenol. The incorporation of the additive into the cyclic was confirmed by HPLC. The cyclics were hydrolitically decomposed with a KOH/MeOH solution and the trisphenol was determined to be part of the structure.

Example 6

Melt processing in accordance with the inventive process of a 10 wt % cyclic carbonate [containing 10 mole % of trisphenol] with Makrolon 2408 resin resulted in a branched resin having modified rheology. A transesterification catalyst, dibutyltin oxide (DBTO), was used in the reaction. The schematic representation of this process has been shown above.

The rheology modification was determined by GPC and by measurement of the melt flow rate (MFR). The GPC measurements show an increase in molecular weight. The results (Table 2) showed the DBTO catalyst to cause a significant reduction in MFR.

                  TABLE 2                                                          ______________________________________                                         Molecular Weight and Melt Flow Characterization for                            Rheology Modified Polycarbonate.                                                                                 Melt   Melt                                                                    Flow   Flow                                                                    Rate.sup.b                                                                            Rate.sup.b                            Composition                                                                               Mn.sup.a                                                                               Mw.sup.a                                                                               Mw/Mn  (1.2 kg)                                                                              (10 kg)                               ______________________________________                                         Makrolon 2408                                                                              8000   28530   3.57   19.26  159.6                                 Makrolon 2408 +                                                                           10480   38370   3.66   6.31   66.96                                 Cyclic                                                                         carbonate                                                                      containing 10                                                                  mole %                                                                         trisphenol* +                                                                  Dibutyl tin oxide                                                              catalyst                                                                       (300 ppm)                                                                      ______________________________________                                          .sup.a Determined by GPC                                                       .sup.b MFR values taken at 300° C.                                      *10 wt. % cyclic = 1 wt. % trisphenol functionality                      

Example 7

A 1.0 liter Morton flask equipped with a mechanical stirrer and condenser was charged with CH2C)₂ (200 ml), water (7 ml), 9.75 M NaOH (3 ml, 29 mmole), and triethylamine -Et₃ N- (2.4 ml, 17.25 mmole). The solution is heated to reflux, vigorously stirred, and a solution of bisphenol A-bischloroformate (200 ml of 1.0 M in CH₂ Cl₂) is added subsurface over the tip of the impeller at 6.7 ml/min., using a peristaltic pump. Concurrently, 9.75 M NaOH (59 ml, 575 mmole) was delivered over 25 min. using a dropping funnel, and Et₃ N (2.4 ml) was added over 28 min. using a syringe pump. Within 10 min. after complete bischloroformate addition, the phases were separated, washed with 1.0 M HCl, then with water three times. Concentration of the product in vacuo afforded a nearly quantitative yield of product containing 85% cyclics by HPLC analysis. To isolate the cyclics from polymer, they were dissolved into CH₂ Cl₂ and precipitated into 5 volumes acetone. As a result, the cyclics dissolve in acetone, whereas the polymer precipitated and was separated by filtration. Stripping the acetone in vacuo provided nearly pure cyclooligomers conforming to ##STR13##

The product represents a mixture wherein n ranges up to about 16.

Example 8

The cyclic oligocarbonates based on bisphenol A prepared in Example 7 were melt blended with Makrolon 2608 polycarbonate resin in a Haake Kneader under the following conditions: 5 minutes, 300° C., 200 rpm. Transesterification catalysts (300 ppm) were introduced in the melt reaction to determine their relative efficacy in incorporating the cyclic carbonates into the linear polycarbonate by transesterification insertion. Gel Permeation Chromatography (GPC) equipped with a refractive index detector was used to characterize the final resin in terms of molecular weight. The results are presented in Table 3.

The table shows the molecular weight characterization of polycarbonate resin which has been melt reacted with 10 wt.% cyclic oligocarbonates based on bisphenol A and the dependence of the molecular weight on the catalyst used in the reaction.

                                      TABLE 3                                      __________________________________________________________________________                          Mn    Mw                                                  Example                                                                              System         (g/mole)                                                                             (g/mole)                                                                             Mw/Mn                                         __________________________________________________________________________     A     Makrolon 2608 resin (no                                                                       10810 29170 2.7                                                 cyclics, no catalyst)                                                    B     Makrolon 2608 resin,                                                                          480   23870 49.7                                                cyclics, no catalyst                                                     C     Dibutyltin Oxide                                                                              12000 28080 2.3                                           D     Cobalt (II) Acetate                                                                           11850 27510 2.3                                                 Tetrahydrate                                                             E     Antimony (III) Oxide                                                                          9950  23100 2.3                                           F     Manganese (II) Acetate                                                                        7540  24590 3.3                                                 Tetrahydrate                                                             G     Titanium (IV) Butoxide                                                                        3800  25680 6.8                                           H     Zinc Acetate Dihydrate                                                                        3600  24780 6.9                                           I     Dibutyltin Dilaurate                                                                          3580  27820 7.8                                           J     Tin (II) Acetate                                                                              3490  25770 7.4                                           K     Tetramethyldiacetoxy-                                                                         3440  24150 7.0                                                 stannoxane                                                               L     Tin (IV) Oxide 3440  25480 7.4                                           M     Lead(II) Acetate Trihydrate                                                                   2860  22240 7.8                                           N     Dibutyltin Diacetate                                                                          2250  25850 11.5                                          O     Titanium (IV) bis(ethyl                                                                       2030  25720 12.7                                                acetoacetate)                                                            P     Sodium Benzoate                                                                               1710  40050 23.4                                          Q     Zirconium Acetylacetonate                                                                     1380  24310 17.6                                          R     Tetraphenylphosphonium                                                                        977   25450 26.0                                                Bromide                                                                  S     Magnesium Oxide                                                                               950   22430 23.6                                          T     Zinc Acetylacetonate                                                                          930   24720 26.6                                                Hydrate                                                                  U     Butykin Hydroxide Oxide                                                                       840   24460 29.1                                          V     Tetrabutylammonium                                                                            840   27220 32.4                                                tetraphenylborate                                                        W     Zinc Carbonate Hydroxide                                                                      780   24790 31.8                                                Hydrate                                                                  X     Aluminum Oxide 750   24540 32.7                                          Y     Tin (II) Oxide 750   24680 32.9                                          Z     p-Toluene Sulfonic Acid                                                                       720   24190 33.6                                          AA    Aluminum i-propoxide                                                                          720   24190 33.6                                          BB    Zirconium Isopropoxide                                                                        630   23360 37.1                                          CC    Zinc Oxide     620   24610 39.7                                          DD    Zirconium (IV) Butoxide                                                                       570   22840 40.1                                          __________________________________________________________________________

It can be seen that three transesterification catalysts result in a polycarbonate with a narrower polydispersity than the control resin (Example A --polydispersity =2.7). These are dibutyltin oxide, cobalt (II) acetate tetrahydrate, and antimony oxide. The high Mn value directly correlates with a low polydispersity value. The presence of cyclic carbonates gives a low value for Mn as shown in Example B in the table. Once these cyclics are randomly incorporated into the high molecular weight polycarbonate by transesterification insertion, the Mn increases and the polydispersity narrows.

Using common polymer forming catalysts (e.g. tetrabutyl-ammonium tetraphenylborate, Example V), it can be seen that the Mn is very low and the polydispersity is large. Thus ring-opening polymerization catalysts are not effective in the transesterification insertion process of the present invention. While not wishing to be bound by theory, it is believed that at levels of 10 wt.%, there are not enough cyclics to undergo a ring-opening polymerization. Consequently, the cyclics are interacting mostly with linear polycarbonate. As a result, catalysts which promote transesterification insertion into the polycarbonate result in a final material with the cyclics randomly incorporated into all molecular weights.

Although the invention has been described in detail in the foregoing for the purpose of illustration, it is to be understood that such detail is solely for that purpose and that variations can be made therein by those skilled in the art without departing from the spirit and scope of the invention except as it may be limited by the claims. 

What is claimed is:
 1. A process for the preparation of modified resin comprising transesterification reaction in the melt of (i) a polymeric resin the repeat units of which contain at least one member selected from the group consisting of ester bond and carbonate bond with (ii) at least one cyclic carbonate having a molecular weight of about 80-10000 g/mole conforming to ##STR14## wherein X and R independently denote aliphatic, cycloaliphatic or an aromatic residues of a dihydroxy compound or of a bischloroformate and n denotes an integer of 0 to 16, with the provisos that R is not the residue of hydroquinone and that no polyhydric phenol having more than two hydroxyl groups per molecule is a reactant in said transesterification, wherein said (i) is present in an amount of about 60 to 99.99 percent and said (ii) is present in an amount of about 0.01 to 40.0 percent said percents being relative to the total weight of said (i) and (ii).
 2. A process for the preparation of modified resin comprising transesterification reaction in the melt of (i) a polymeric resin the repeat units of which contain at least one member selected from the group consisting of ester bond and carbonate bond with (ii) a cyclic carbonate having a molecular weight of about 80-10000 g/mole conforming to ##STR15## wherein X and R independently denote aliphatic, cycloaliphatic or an aromatic residue of a dihydroxy compound or of a bischloroformate and n denotes an integer of 0 to 16, in the presence of a catalyst selected from the group consisting of dibutyltin oxide, cobalt (II) acetate tetrahydrate, antimony (III) oxide, manganese (II) acetate tetrahydrate, titanium (IV) butoxide, zinc acetate dihydrate, dibutyltindilaurate, tin (II) acetate, tetramethyldiacetoxystannoxane, tin (IV) oxide, lead (II) acetate trihydrate, dibutyltin diacetate and titanium (IV) bis(ethylacetoacetate) with the proviso that no polyhydric phenol having more than two hydroxyl groups per molecule is a reactant in said transesterification, wherein said (i) is present in an amount of about 60 to 99.99 percent and said (ii) is present in an amount of about 0.01 to 40.0 percent said percents being relative to the total weight of said (i) and (ii).
 3. The process of claim 1 wherein said (i) is present in an amount of about 90 to 99.99 percent and said (ii) is present in an amount of about 0.01 to 10.0 percent said percent being relative to the total weight of said (i) and (ii).
 4. The process of claim 2 wherein said (i) is present in an amount of about 90 to 99.99 percent and said (ii) is present in an amount of about 0.01 to 10.0 percent said percent being relative to the total weight of said (i) and (ii).
 5. The process of claim 1 wherein said reaction in the melt is carried out in an extruder.
 6. The process of claim 1 wherein said reaction is carried out at temperatures in the range of 250 to 350° C. and at a residence time sufficient to enable the transesterification reaction.
 7. The process of claim 2 wherein said reaction is carried out at temperatures in the range of 250 to 350° C. and at a residence time sufficient to enable the transesterification reaction.
 8. The process of claim 7 wherein residence time is up to about 5 minutes.
 9. The process of claim 1 wherein said resin is linear polycarbonate.
 10. The process of claim 2 wherein said resin is linear polycarbonate.
 11. The process of claim 1 wherein said resin is polyester.
 12. The process of claim 2 wherein said resin is polyester. 